Compliance Officer

Summit Financial Hong Kong

Full-time On-site Mid level Finance & Accounting

$80,000 – $100,000 a year

Posted 9 days ago · 866 views

About the role

Help keep a licensed asset manager on the right side of SFC requirements as we grow.

What you'll do

  • Run compliance monitoring programmes
  • Review marketing materials and trading activity
  • Support regulatory filings and inspections

Requirements

  • 3+ years compliance in a licensed corporation
  • Strong knowledge of SFC codes and AML guidelines
  • Meticulous and pragmatic

Benefits

  • Discretionary bonus
  • Gym membership
  • Private medical for family
  • CFA / ACCA sponsorship
  • 25 days annual leave

Skills